S3 E9 – Claims Against Plan Sponsors
S3 E10 – FORT
S4 E1 – PEPs
S4 E2 – Forfeitures
S4 E3 – Annuities
S4 E4 – Investment Fiduciaries
S4 E5 – ESG
S4 E6 – Compensation on Self-Directed Brokerage
S4 E7 – Managed Accounts
402(a) vs. 3(16): Understanding the Real Difference in Retirement Plan Fiduciary Responsibility
One of the most common questions we receive is simple: “How is a 402(a) different from a 3(16)?” Many plan sponsors have heard of a 3(38) investment fiduciary. Some are familiar with 3(16) administrative fiduciary services. But far fewer understand the role of the 402(a) Named Fiduciary — even though every single 401(k) plan has one. If you […]